Sarbanes-Oxley (SOX) General and Applications Controls

Sarbanes-Oxley (SOX) General and Applications Controls, available at $44.99, has an average rating of 4.2, with 14 lectures, 2 quizzes, based on 186 reviews, and has 852 subscribers.

You will learn about Identify controls to evaluate as it relates to Information Technology (IT) and Sarbanes-Oxley (SOX). Explore the IT Control Framework, and recognize how to approach IT evaluation. Explore IT Entity controls. Explore Application Controls (AC) vs. General Controls (GC). Identify Information Technology General Controls (ITGC) that are specific to Financial Reporting (FR). This course is ideal for individuals who are Anyone interested in accounting, finance, risk management, or related fields. It is particularly useful for Anyone interested in accounting, finance, risk management, or related fields.

Enroll now: Sarbanes-Oxley (SOX) General and Applications Controls

Summary

Title: Sarbanes-Oxley (SOX) General and Applications Controls

Price: $44.99

Average Rating: 4.2

Number of Lectures: 14

Number of Quizzes: 2

Number of Published Lectures: 13

Number of Published Quizzes: 2

Number of Curriculum Items: 16

Number of Published Curriculum Objects: 15

Original Price: $39.99

Quality Status: approved

Status: Live

What You Will Learn

Identify controls to evaluate as it relates to Information Technology (IT) and Sarbanes-Oxley (SOX).

Explore the IT Control Framework, and recognize how to approach IT evaluation.

Explore IT Entity controls.

Explore Application Controls (AC) vs. General Controls (GC).

Identify Information Technology General Controls (ITGC) that are specific to Financial Reporting (FR).

Who Should Attend

Anyone interested in accounting, finance, risk management, or related fields.

Target Audiences

Anyone interested in accounting, finance, risk management, or related fields.

This course speaks directly to the importance of general controls (GC), application controls (AC) and spreadsheet controls as they relate to Sarbanes-Oxley (SOX).? In the initial years of SOX compliance, many felt that a material weakness could not result from a failure of any type of Information Technology (IT) control. The world has changed, and IT is no longer simply a back office function. IT is of strategic importance to internal control over financial reporting (ICFR), and it must be adequately evaluated from both a GC and AC level.

The Public Company Accounting Oversight Board (PCAOB) and Securities and Exchange Commission (SEC) guidance states technology controls should only be part of SOX 404 to the?extent specific financial risks?are addressed. This approach can significantly reduce the scope of IT controls required in the assessment.? Scoping decision is part of the entity’s top-down risk assessment and can utilize a baselining approach.? However, to understand the aspects of how to scope and baseline information technology controls, the assessor must have a strong understanding of how technology controls impact internal controls over financial reporting.

If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: Sarbanes-Oxley (SOX) General Controls, Applications Controls, and Spreadsheet Controls. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an ‘approved-by-the-governing-body’ CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more.

Course Curriculum

Chapter 1: Introduction

Lecture 1: Introduction to (SOX) General, Application, and Spreadsheet Controls

Lecture 2: IT and SOX

Lecture 3: Identifying Technical Controls to Evaluate

Lecture 4: IT Controls Framework

Lecture 5: Technology Entity Controls

Lecture 6: Application Vs. General Controls

Lecture 7: ITGC Specific to FR

Lecture 8: SDLC

Lecture 9: Application Controls

Lecture 10: IT Baselining

Lecture 11: Spreadsheets

Chapter 2: Supporting Materials

Lecture 1: Slides: Sarbanes-Oxley (SOX) General Controls, Applications Controls

Lecture 2: Sarbanes-Oxley (SOX) General Controls, Applications Controls

Chapter 3: Review and Test

Instructors

Illumeo Learning
Condensed and Efficient Courses for Busy Professionals

Lynn Fountain (Illumeo)

Rating Distribution

1 stars: 6 votes

2 stars: 6 votes

3 stars: 35 votes

4 stars: 75 votes

5 stars: 64 votes

Frequently Asked Questions

How long do I have access to the course materials?

You can view and review the lecture materials indefinitely, like an on-demand channel.

Can I take my courses with me wherever I go?

Definitely! If you have an internet connection, courses on Udemy are available on any device at any time. If you don’t have an internet connection, some instructors also let their students download course lectures. That’s up to the instructor though, so make sure you get on their good side!